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Financial Regulation Weekly Bulletin - 02 May 2019

Slaughter and May

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European Union, United Kingdom May 2 2019

General

  • FSB plenary - FSB summarises discussions
  • FCA Feedback Statement FS19/2 - A duty of care and potential alternative approaches: summary of responses and next steps
  • Approach to Supervision - published by the FCA
  • FCA Discussion Paper DP19/2: Intergenerational differences
  • The future of financial conduct regulation – speech by FCA Chief Executive, Andrew Bailey
  • Complaints data - FCA publishes data for second half of 2018
  • FCA Handbook Notice No. 65 - includes six instruments making Brexit technical standards
  • Annual levy 2019/20 - announced by FSCS and Outlook newsletter published

Brexit

  • Bank of England and PRA Policy Statement PS5/19: The Bank of England’s amendments to financial services legislation under the European Union (Withdrawal) Act - supplemental version published
  • No-deal instruments - FCA publishes six more binding technical standards

Banking and Finance

  • Bank resolution planning - FSB publishes report on thematic peer review
  • CRR - amending Regulation on NPEs published in the Official Journal
  • Single Supervisory Mechanism - ECB Decision on annual fees published in the Official Journal
  • BRRD and SRM Regulation - European Commission adopts technical evaluation report
  • Inter-regional multilateral interchange fees - European Commission accepts Mastercard and Visa commitments
  • CRR II - EBA publishes Consultation Paper on four draft RTS on the standardised approach for counterparty credit risk
  • Payment institutions and e-money institutions - EBA publishes Opinion on passport notifications for agents and distributors located in another member state
  • EU colleges of supervisors - EBA publishes annual assessment for 2018
  • Mortgage Credit Directive - added to Interactive Single Rulebook by the EBA
  • Macro-prudential policy in the EU in 2018 - ESRB publishes report
  • Embracing Fintech - speech by Dave Ramsden, Bank of England Deputy Governor
  • Approach to concurrent stress testing - Bank of England publishes IEO evaluation and its response
  • ECL approach in IFRS 9 - PRA publishes ‘Dear CFO’ letter with thematic findings from written auditor reports
  • Systemic risk buffer - PRA sets rates for ring-fenced banks and large building societies

Securities and Markets

  • Retail CFDs and binary options - ESMA decision renewing restriction published in the Official Journal
  • EMIR - Delegated Regulation to extend the dates of deferred application of the clearing obligation for certain OTC derivative contracts published in the Official Journal
  • EMIR - Commission Implementing Decision on the equivalence of Japan published in the Official Journal
  • EMIR Refit - adopted by European Parliament at first reading
  • EMIR 2.2 - adopted by European Parliament at first reading
  • Proposed Regulation on disclosures relating to sustainable investments and sustainability risks - adopted by European Parliament at first reading
  • SME growth markets - adopted by European Parliament at first reading
  • CSDR - ESMA publishes translations for Guidelines on internalised settlement reporting
  • MiFID II/MiFIR - ESMA publishes liquidity assessment for bonds
  • Retail Distribution Review and Financial Advice Market Review - FCA issues call for input
  • Harm posed by wholesale market broking firms - FCA publishes ‘Dear CEO’ letter
  • Payment for order flow and conflicts of interest - FCA publishes final report
  • Retail CFDs and binary options - FCA Policy Statement delayed until summer
  • REMIT - CEER publishes note on accepted market practices in the energy sector
  • Deutsche Bank AG & ors v Unitech Global Ltd & ors
  • Ramona Ang v Reliantco Investments Ltd

Asset Management

  • Charity authorised investment funds - Investment Association publishes guide

Insurance

  • Outsourcing cloud computing - EIOPA hosts fourth InsurTech Roundtable
  • Supervisory activities - EIOPA publishes first annual report
  • EU-wide insurance sector stress test - EIOPA publishes recommendations from 2018 test
  • Fair treatment of with-profits customers - FCA publishes Thematic Review TR19/3 and a ‘Dear CEO’ letter

Enforcement

  • Approach to Enforcement - published by the FCA

Contacts

Elizabeth Prentice (professional support lawyer)

Publications and seminars landing page

Slaughter and May - Elizabeth Prentice

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Topics

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