Following the FCA’s Regulatory round-up for August 2016, in which the FCA reminded firms of the reporting window for the FCA notification of Conduct Rule breaches, or Form H, the FCA has now published a notice to this effect, on its Senior Managers and Certification Regime webpage.

The notice confirms the reporting window will be open between 1 September 2016 to 31 October 2016, and reminds firms that Form H is to be used to report any breaches where disciplinary action has been taken or commenced, between 7 March 2016 and 31 August 2016.