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SEC cracks down on rules governing custody of investor assets

Baker McKenzie

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USA May 26 2009

On May 14, 2009, in response to recent major investment scams and alleged Ponzi schemes affecting US markets, the SEC proposed rules to strengthen the controls governing the safekeeping of investor assets.

Baker McKenzie - Jennifer Martella
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Filed under

  • USA
  • Capital Markets
  • Baker McKenzie

Tagged with

  • SEC

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