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SEC proposes amendments to short sale rules: proposed uptick and circuit breaker rules

Sidley Austin LLP

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USA April 21 2009

The SEC has issued a release proposing amendments to Regulation SHO (“Proposing Release”) that would add price test restrictions on short sales (“short sale price tests”).

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Filed under

  • USA
  • Capital Markets
  • Sidley Austin LLP

Tagged with

  • SEC
  • Short (finance)
  • Amend (motion)
  • Rulemaking
  • Circuit breaker
  • Naked short selling

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Senior Legal Counsel, Bankwest Business
Bank of Western Australia Ltd
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