• Login
  • Register
  • PRO
    • PRO Compliance plan
    • PRO Compliance
    • PRO subscription plans
    • Curated articles
    • In-depth
    • Market intelligence
    • Practice guides
    • PRO Reports New
    • Lexology GTDT
    • Ask Lexy
  • PRO
  • Latest
  • GTDT
  • Research
  • Learn
  • Experts
  • Store
  • Blog
  • Events
  • Popular
  • Influencers
  • About
  • Explore
  • Legal Research
  • Primary SourcesBeta
  • PRO Compliance

Introducing PRO Compliance
The essential resource for in-house professionals

  • Compare
  • Topics
  • Interviews
  • Guides
Getting The Deal Through joins Lexology
GTDT and Lexology Navigator have merged

CONTENT DEVELOPMENT

Become your target audience’s go-to resource for today’s hottest topics.

  • Trending Topics New
  • Discover Content
  • Horizons Beta
  • Ideation

CLIENT INTELLIGENCE

Understand your clients’ strategies and the most pressing issues they are facing.

  • Track Sectors
  • Track Clients
  • Mandates New
  • Discover Companies
  • Reports Centre New

COMPETITOR INTELLIGENCE

Keep a step ahead of your key competitors and benchmark against them.

  • Benchmarking
  • Competitor Mandates New

Lexology PRO

Power up your legal research with modern workflow tools, AI conceptual search and premium content sets that leverage Lexology's archive of 900,000+ articles contributed by the world's leading law firms. 

PRO Compliance plan
PRO subscription plans

Premium content

  • Curated articles
  • In-depth
  • Market intelligence
  • Practice guides
  • PRO Reports New

Analysis tools

  • Lexology GTDT
  • Ask Lexy
Explore all PRO content PRO Compliance
  • Find experts
  • About
  • Firms
Introducing Instruct Counsel
The next generation search tool for finding the right lawyer for you.
Back Forward
  • Save & file
  • View original
  • Forward
  • Share
    • Facebook
    • Twitter
    • Linked In
  • Follow
    Please login to follow content.
  • Like
  • Instruct

add to folder:

  • My saved (default)
  • Read later
Folders shared with you

Register now for your free, tailored, daily legal newsfeed service.

Questions? Please contact [email protected]

Register

Financial Regulation Weekly Bulletin - 30 May 2019

Slaughter and May

To view this article you need a PDF viewer such as Adobe Reader. Download Adobe Acrobat Reader

If you can't read this PDF, you can view its text here. Go back to the PDF .

European Union, United Kingdom May 30 2019

General

  • Effective practices for cyber incident response and recovery - FSB publishes progress report outlining plans for toolkit
  • Financial Innovation Partnership - established by HM Treasury and US Department of the Treasury
  • Cross-sector sandbox - FCA publishes call for input

Brexit

  • Impact of Brexit on the trading obligation for shares under Article 23 of MiFIR - ESMA and FCA publish revised statements
  • Temporary permissions regime - FCA extends notification window to 30 October 2019

Banking and Finance

  • Evaluation of too-big-to-fail reforms - FSB seeks feedback
  • Decline in correspondent banking - FSB publishes two reports
  • CRR - EBA publishes draft amending ITS with regard to COREP
  • Annual Report 2018 - published by the EBA
  • CRD V - HM Treasury provides clarifications on changes to remuneration policy
  • Scanning the horizon - speech by the PRA’s Sam Woods
  • ‘5 Conduct Questions’ Programme - FCA publishes feedback report
  • Visa Europe’s crisis communication measures - PSR publishes specific direction
  • Retail Banking Market Investigation Order 2017 - CMA publishes letter to Santander on preventative measures taken by the bank
  • Core principles for effective Islamic deposit insurance systems - IFSB launches consultation
  • Lexitor Sp. z o.o v Spółdzielcza Kasa Oszczędnościowo-Kredytowa im. Franciszka Stefczyka and others

Securities and Markets

  • Legal entity identifier - FSB publishes thematic review and makes recommendations to improve global adoption
  • Regulating crypto-asset trading platforms - IOSCO publishes Consultation Paper
  • Annual meeting - IOSCO Board sets out priority topics for 2019
  • EMIR Refit - published in the Official Journal
  • PRIIPS Regulation - European Commission clarifies the treatment of bonds
  • Securitisation Regulation - European Commission adopts Delegated Regulation
  • EMIR 2.2 - ESMA publishes three Consultation Papers on tiering, comparable compliance and fees
  • CRR - ESMA publishes Consultation Paper on amending ITS on indices and recognised exchanges
  • Guidelines on periodic reporting rules for trade repositories - ESMA publishes Consultation Paper
  • Position limits in commodity derivatives - ESMA publishes call for evidence
  • MiFID II - ESMA updates Opinion on ancillary activity calculations
  • MiFID II/MiFIR - ESMA updates Q&As on investor protection and intermediaries topics
  • Securitisation Regulation - ESMA updates Q&As
  • EMIR - ESMA updates Q&As

Insurance

  • PEPP - Council of the EU invites COREPER to confirm agreement

Financial Crime

  • Breach of the Egypt (Asset-Freezing) Regulations 2011 - OFSI imposes monetary penalty on Travelex (UK) Ltd
  • Authorised push payment scams – new voluntary Code comes into force

Enforcement

  • Failure to manage outsourcing arrangements - PRA and FCA fine Raphaels Bank £1.89 million
  • Wash trades - FCA bans former broker
  • Competition Act 1998 - FCA publishes Decision concerning asset managers sharing strategic information

Contacts

Elizabeth Prentice (professional support lawyer)

Publications and seminars landing page

Slaughter and May - Elizabeth Prentice
Back Forward
  • Save & file
  • View original
  • Forward
  • Share
    • Facebook
    • Twitter
    • Linked In
  • Follow
    Please login to follow content.
  • Like
  • Instruct

add to folder:

  • My saved (default)
  • Read later
Folders shared with you

Filed under

  • European Union
  • United Kingdom
  • Banking
  • Capital Markets
  • Insurance
  • Public
  • Slaughter and May

Tagged with

  • UK FCA
  • European Commission
  • Brexit
  • Council of the European Union
  • MiFID
  • US Treasury
  • UK Prudential Regulatory Authority
  • ESMA

Popular articles from this firm

  1. Competition & Regulatory Newsletter *
  2. Financial Regulation Weekly Bulletin - 25 February 2021 *
  3. Banking Regulation: European Union Overview *
  4. Data Privacy Newsletter - March 2021 *
  5. Not on target: Why US products on Amazon.com do not infringe UK and EU trade marks *

If you would like to learn how Lexology can drive your content marketing strategy forward, please email [email protected].

Powered by Lexology
loading...

Related research hubs

  • MiFID
  • European Commission
  • United Kingdom
  • European Union
  • Insurance
  • Capital Markets
Renee J Phillips
Privacy Manager, Global Privacy Centre
General Motors
What our clients say

"This is a very good resource and I appreciate receiving it everyday. Each newsletter has a great deal of content and the daily feed allows you to 'pace' yourself. The content is relevant to the areas that I address and the articles are written by counsel who are very experienced in these areas and can communicate in a meaningful and effective way."

Back to Top
  • Terms of use
  • Cookies
  • Disclaimer
  • Privacy policy
  • GDPR compliance
  • RSS feeds
  • Contact
  • Submissions
  • About
  • Login
  • Register
  • Follow on Twitter
  • Search
Law Business Research

© Copyright 2006 - 2021 Law Business Research