On August 17th, the Financial Industry Regulatory Authority announced that effective August 13, 2012, FINRA has implemented new procedures regarding application of the late disclosure fee for the reporting of judgment/lien events on Forms U4. Under the new procedures, FINRA is requesting that member firms provide the date the registered person learned of the judgment/lien on Form U4 when reporting such events; the late disclosure fee will be assessed based on that date. FINRA Information Notice.