The Central Bank published Issue 6 of 2014 of its Markets Update on 19 September 2014.

It looks at

  • CP 86 - Consultation on Fund Management Company Effectiveness - Delegate Oversight
  • Revised AIF Rulebook
  • Feedback Statement on CP 85 - Consultation on loan originating Qualifying Investor AIF
  • Thematic Review of data integrity of regulatory returns by investment firms, fund service providers and stockbrokers
  • ESMA statement on potential risks associated with investing in contingent convertible instruments
  • EMIR - reporting of collateral commenced on 11 August 2014
  • EMIR - responses to ESMA Consultation Paper on Clearing Obligation published
  • Central Securities Depositories Regulation (CSDR) adopted by Council of the European Union
  • Speech by Martin Moloney, Head of Markets Policy Division, on the Market Abuse Regulation, to Market Integrity Compliance and Surveillance in Capital Markets Conference
  • ESMA publishes updated Guidelines on ETFs and other UCITS issues
  • ESMA publishes Opinion on the application of guidelines on Money Market Funds
  • ESMA and EBA publish Guidelines for complaints-handling for the securities and banking sectors