On August 14, 2012, the Division of Swap Dealer and Intermediary Oversight of the U.S. Commodity Futures Trading Commission (CFTC) released answers to frequently asked questions regarding compliance obligations for commodity pool operators (CPOs) and commodity trading advisors (CTAs) in light of recent amendments to CFTC rules. Topics addressed include compliance dates, wholly owned subsidiaries, trading limits and the transition process for entities previously exempt under 4.13(a)(4).

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