On December 11th, the CFTC's Division of Swap Dealer and Intermediary Oversight issued a no-action letter relating to the fingerprinting requirement under Commission Regulation 3.10(a)(2) for certain principals of registrants. CFTC Press Release.
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On December 11th, the CFTC's Division of Swap Dealer and Intermediary Oversight issued a no-action letter relating to the fingerprinting requirement under Commission Regulation 3.10(a)(2) for certain principals of registrants. CFTC Press Release.
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