Neil Robson is a regulatory and compliance partner who focuses on counselling hedge and private equity fund managers (as well as investment advisers, brokers, trading firms, trading venues, quantitative/algorithmic firms and AI trading firms) on operational, regulatory and compliance issues. He regularly addresses the Financial Conduct Authority (FCA), and EU authorisation and compliance issues under UK law and EU directives, cross-border issues in the financial services sector, financial crime (including market abuse, money laundering, sanctions compliance and anti-bribery), regulatory capital requirements, regulatory reporting and disclosure obligations, formations and buyouts of financial…
Private Funds