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The ISDA Schedule and Credit Support Annex

04/01/2016 The International Swaps and Derivatives Association (ISDA) has developed a a standard suite of documents, which are applicable to all OTC derivative…

Changes introduced by MLD4 and MLD5

06/01/2017 The Fourth Anti-Money Laundering Regulation [849/2015] (MLD4) came into force on 23 June 2015 with the aim of strengthening the EU’s defences against…

FCA rules on the use of dealing commission

16/11/2015 Following its consultation on the use of dealing commission rules for investment managers in 2013 (CP13/7), the FCA published its final rules in its…

A short guide to recent developments in UCITS - part III: UCITS VI

01/02/2016 This is the third and final part in a three-part series of Legal Longs on recent developments relating to UCITS. This final part provides a brief…

ESMA moves MiFID database portal

05/02/2016 ESMA has migrated the data contained in the ESMA MiFID database portal and the ESMA webpage containing the list of exempted shares under the Short…

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Cummings Law Ltd


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