AUM Law
Are you Selling Securities into Canada?
30/06/2016 We have received many inquiries lately about selling investment fund securities from outside the jurisdiction to residents in Ontario. Before…
To Wrap or Not to Wrap: Providing Offering Documents to Canadian Resident Investors
08/02/2018 Historically, many foreign issuers used a "Canadian wrapper" - a document that "wraps" around the foreign offering document to add required Canadian…
Client-Focused Reforms: A Closer Look at the KYC, KYP and Suitability Provisions
03/12/2019 As we reported in our October special bulletin, the Canadian Securities Administrators (CSA) recently finalized their client-focused reforms (CFRs) to…
Mortgage Investment Corporations
18/02/2016 In this publication we discuss how a syndicated mortgage is treated under securities legislation, and what to keep in mind when structuring a…
It’s a Family Affair, or Is it? Registration Considerations for Family Offices
05/03/2018 In tribute to Family Day this month, we think it’s a good time to discuss family offices. A family office is a private wealth management advisory firm…
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