AUM Law
Protecting your assets under management
As capital markets change and regulatory requirements become increasingly important, asset managers need comprehensive and flexible legal solutions to assist them in effectively managing their businesses.
Our lawyers have gained significant capital market experience having practiced corporate, commercial and securities law at highly regarded Canadian law firms and provincial securities regulators. In addition, our team of lawyers has acquired extensive in-house counsel experience with Canadian and international financial institutions, mutual fund companies, alternative asset managers and merchant banks. Our collective experience enables us to thoroughly understand our clients’ businesses and provide practical legal and regulatory advice. AUM Law primarily represents asset and portfolio managers, including investment dealers, pooled fund managers, hedge funds, private companies, publicly listed entities and investors.
Articles
OSC Publishes Its Seniors Strategy
Are you Selling Securities into Canada?
To Wrap or Not to Wrap: Providing Offering Documents to Canadian Resident Investors
Restrictive Covenants in Employment Contracts - How Restrictive is Too Restrictive?
OSC Seeks to Clarify How Whistleblower Policy Applies to In-House Counsel
OSC No-Contest Settlements: To Settle or Not to Settle
FATF Releases Mutual Evaluation Report on Canada’s AMLCTF Measures
Finalized! Offering memorandum wrapper relief for offering of foreign securities to permitted clients
Mortgage Investment Corporations
Fintech Regulation: A Myriad of Things
The RAQ is Back
Regulatory Framework for Syndicated Mortgages is Changing
Federal Consumer Watchdog Gives Big Banks a “Needs Improvement” Grade
The Cover-up Can Be Worse than the Crime
OSC Publishes Its Seniors Strategy
Personal Trading Reviews
CSA Revises Its Guidance on Reporting Obligations Related to Suppression of Terrorism and Canadian Sanctions (STCS)
Have Your Say on Canada’s AMLATF Regime
OSC Getting Real About Real Estate
IOSCO Updates Its Recommendations for Liquidity Risk Management by Investment Funds
Author Leaderboard (7 days)
Offices
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Canada
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Île-Des-Soeurs QC
2 Place du Commerce, Suite 190, Île-des-Soeurs QC H3E 1A1, Canada
T 1 514 769 4454
F 1 855 221 2171
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Toronto ON
175 Bloor Street East, Suite 303 South Tower, Toronto ON M4W 3R8, Canada
T 1 416 966 2004
F 1 866 627 2299
info@aumlaw.com
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