The ISDA Schedule and Credit Support Annex
Global - January 4 2016 The International Swaps and Derivatives Association (ISDA) has developed a a standard suite of documents, which are applicable to all OTC derivative
Changes introduced by MLD4 and MLD5
European Union - January 6 2017 The Fourth Anti-Money Laundering Regulation 8492015 (MLD4) came into force on 23 June 2015 with the aim of strengthening the EU’s defences against
FCA rules on the use of dealing commission
European Union - November 16 2015 Following its consultation on the use of dealing commission rules for investment managers in 2013 (CP137), the FCA published its final rules in its
Approaching insolvency-interests of creditors and duties to shareholders
United Kingdom - August 22 2016 In a recent case, BTI 2014 LLC v Sequana SA & others, the High Court was asked to consider the circumstances in which the directors of a company are
Private equity: Changes to the AIM Rules for Companies
United Kingdom - April 11 2016 The London Stock Exchange recently changed the AIM Rules for Companies, with consequential changes to the AIM Note for Investing Companies, following
Implementation of the UK Corporate Governance and Stewardship Codes during 2016
United Kingdom - January 13 2017 The Financial Reporting Council (FRC) has published its annual report on the impact and implementation of the UK Corporate Governance and Stewardship
HM consultation on amending RAO definition of financial advice
United Kingdom - January 13 2017 Following the City of London Law Society (CLLS)'s response to HM Treasury's September consultation on amending
MLD4
European Union - January 13 2017 The European Parliament's Committee on Economic Affairs (ECON) and its Committee on Civil Liberties, Justice and Home Affairs (LIBE) have
FCA policy update on crowdfunding
United Kingdom - January 13 2017 The FCA has updated its policy development webpage which sets out information on the FCA's recent and future publications schedule. The FCA previously
CityUK sets out key priorities for financial firms following Brexit
European Union, United Kingdom - January 13 2017 TheCityUK has listed 17 points in a two-page document that calls for limited market access for some finance sectors and focusses on a bespoke deal
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