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Cummings Law Ltd


The ISDA Schedule and Credit Support Annex

Global - January 4 2016 The International Swaps and Derivatives Association (ISDA) has developed a a standard suite of documents, which are applicable to all OTC derivative

Changes introduced by MLD4 and MLD5

European Union - January 6 2017 The Fourth Anti-Money Laundering Regulation 8492015 (MLD4) came into force on 23 June 2015 with the aim of strengthening the EU’s defences against

FCA rules on the use of dealing commission

European Union - November 16 2015 Following its consultation on the use of dealing commission rules for investment managers in 2013 (CP137), the FCA published its final rules in its

Approaching insolvency-interests of creditors and duties to shareholders

United Kingdom - August 22 2016 In a recent case, BTI 2014 LLC v Sequana SA & others, the High Court was asked to consider the circumstances in which the directors of a company are

Private equity: Changes to the AIM Rules for Companies

United Kingdom - April 11 2016 The London Stock Exchange recently changed the AIM Rules for Companies, with consequential changes to the AIM Note for Investing Companies, following

Implementation of the UK Corporate Governance and Stewardship Codes during 2016

United Kingdom - January 13 2017 The Financial Reporting Council (FRC) has published its annual report on the impact and implementation of the UK Corporate Governance and Stewardship

HM consultation on amending RAO definition of financial advice

United Kingdom - January 13 2017 Following the City of London Law Society (CLLS)'s response to HM Treasury's September consultation on amending


European Union - January 13 2017 The European Parliament's Committee on Economic Affairs (ECON) and its Committee on Civil Liberties, Justice and Home Affairs (LIBE) have

FCA policy update on crowdfunding

United Kingdom - January 13 2017 The FCA has updated its policy development webpage which sets out information on the FCA's recent and future publications schedule. The FCA previously

CityUK sets out key priorities for financial firms following Brexit

European Union, United Kingdom - January 13 2017 TheCityUK has listed 17 points in a two-page document that calls for limited market access for some finance sectors and focusses on a bespoke deal