The ISDA Schedule and Credit Support Annex
Global - January 4 2016 The International Swaps and Derivatives Association (ISDA) has developed a a standard suite of documents, which are applicable to all OTC derivative
Changes introduced by MLD4 and MLD5
European Union - January 6 2017 The Fourth Anti-Money Laundering Regulation 8492015 (MLD4) came into force on 23 June 2015 with the aim of strengthening the EU’s defences against
Private equity: Financial Services and Markets Act 2000 (Market Abuse) Regulations 2016
European Union - July 4 2016 The government has published the Financial Services and Markets Act 2000 (Market Abuse) Regulations 2016, which make a number of amendments to FSMA
Legal long: Part III - PSC register (Societas Europaea)
European Union, United Kingdom - April 13 2016 This is the last in our three-part series on the PSC Register and summarises how the PSC Register applies to Societas Europaea registered in the UK
A short guide to recent developments in UCITS - part III: UCITS VI
European Union - February 1 2016 This is the third and final part in a three-part series of Legal Longs on recent developments relating to UCITS. This final part provides a brief
Implementation of the UK Corporate Governance and Stewardship Codes during 2016
United Kingdom - January 13 2017 The Financial Reporting Council (FRC) has published its annual report on the impact and implementation of the UK Corporate Governance and Stewardship
ESMA review on best execution under MiFID
European Union - January 13 2017 ESMA has published a follow-up report to its peer review on best execution under MiFID which assesses whether deficiencies identified therein
FCA policy update on crowdfunding
United Kingdom - January 13 2017 The FCA has updated its policy development webpage which sets out information on the FCA's recent and future publications schedule. The FCA previously
CityUK sets out key priorities for financial firms following Brexit
European Union, United Kingdom - January 13 2017 TheCityUK has listed 17 points in a two-page document that calls for limited market access for some finance sectors and focusses on a bespoke deal
EU work programme to June 2017
European Union - January 13 2017 The Maltese Presidency has published the EU Council's work programme for 1 January to 30 June 2017. Items of interest include the following:
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