January 4 2016
The International Swaps and Derivatives Association (ISDA) has developed a a standard suite of documents, which are applicable to all OTC derivative…
January 6 2017
The Fourth Anti-Money Laundering Regulation [849/2015] (MLD4) came into force on 23 June 2015 with the aim of strengthening the EU’s defences against…
November 16 2015
Following its consultation on the use of dealing commission rules for investment managers in 2013 (CP13/7), the FCA published its final rules in its…
February 1 2016
This is the third and final part in a three-part series of Legal Longs on recent developments relating to UCITS. This final part provides a brief…
February 5 2016
ESMA has migrated the data contained in the ESMA MiFID database portal and the ESMA webpage containing the list of exempted shares under the Short…
January 13 2017
The Maltese Presidency has published the EU Council's work programme for 1 January to 30 June 2017. Items of interest include the following:…
January 13 2017
TheCityUK has listed 17 points in a two-page document that calls for limited market access for some finance sectors and focusses on a bespoke deal…
January 13 2017
The FCA has updated its policy development webpage which sets out information on the FCA's recent and future publications schedule. The FCA previously…
January 13 2017
The Financial Reporting Council (FRC) has published its annual report on the impact and implementation of the UK Corporate Governance and Stewardship…