Vivien Teu & Co LLP

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Fund management in Hong Kong

July 31 2019 A structured guide to fund management in Hong Kong, including the regulatory framework, marketing activities, available vehicles, investment and ownership restrictions and tax treatment.

Enhanced Requirements on Complex Products - Are you ready?

June 19 2019 The effective date of the enhanced requirements that shall apply in the provision of services on complex products, while deferred from the previous…

Private Banking & Wealth Management in Hong Kong

March 20 2019 A structured guide to private banking & wealth management in Hong Kong

Private banking and wealth management in Hong Kong

September 5 2019 A structured guide to the legal and practical considerations for private banking and wealth management in Hong Kong, including licensing requirements, reporting obligations and disputes.

Fund Management in Hong Kong

April 17 2019 A structured guide to fund management in Hong Kong

Green or ESG Investing - Stewardship & Principles of Responsible Ownership

November 13 2020 In our previous publication, “Hong Kong Green or ESG Investing & SFC Authorised Funds” 1, we focused on green or ESG investing of Hong Kong licensed…

SFC Consultation on proposed requirements on fund managers to manage and disclose climate-related risks

November 7 2020 As global regulatory focus intensifies on climate risks, Hong Kong Securities and Futures Commission (SFC) is proposing specific regulatory…

China integrates and further liberalizes QFII/RQFII schemes

September 26 2020 On 25 September 2020, China Securities Regulatory Commission (CSRC), People’s Bank of China (PBOC) and State Administration of Foreign Exchange…

Enhancement to Hong Kong’s Open-ended Fund Company Structure

September 26 2020 On 20 December 2019, Hong Kong’s Securities and Futures Commission (SFC) issued a consultation paper on proposed enhancements to the open-ended fund…

Private banking and wealth management contracts in Hong Kong

September 10 2020 A brief overview of legal and practical considerations surrounding private banking and wealth management contracts in Hong Kong, including mandatory provisions and liability standards.