New Zealand Securities Commission

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Clarification of new financial regulatory regime aspects

April 6 2011 The Securities Commission periodically issues guidance or question and answers on a range of issues and has recently published the following guidance relating to certain areas of Financial Advisers Act 2008 and the Financial Service Providers (Registration and Dispute Resolution) Act 2008.

Clarification of new financial regulatory regime aspects

April 6 2011 The Securities Commission periodically issues guidance or question and answers on a range of issues and has recently published the following guidance relating to certain areas of Financial Advisers Act 2008 and the Financial Service Providers (Registration and Dispute Resolution) Act 2008.