Articles: 1-10 of 186

Nasdaq’s New Diversity Disclosure Framework Approved by the SEC

USA - August 13 2021 On Friday, August 6, 2021, the U.S. Securities and Exchange Commission approved a new set of disclosure requirements for companies listed on Nasdaq…

Recent SEC Guidance for CLO Managers

USA - August 12 2021 In the client alert, “Cross Trades and Principal Transactions - Recent SEC Guidance Relevant for CLO Managers,” the Structured Finance &…

Chair Gensler Renews Case for Mandatory Climate Risk Rules

USA - August 5 2021 The Securities and Exchange Commission’s (SEC) Chair Gary Gensler recently made another case for mandatory climate risk disclosure rules in a speech…

SCOTUS Remands Securities Class Action Back to the 2nd Circuit

USA - July 28 2021 On June 21, 2021, the U.S. Supreme Court issued its opinion in Goldman Sachs Group, Inc. v. Arkansas Teacher Retirement System, vacating the 2nd…

Recent ESG-Developments Affecting The Energy Industry

USA - July 1 2021 On Wednesday, May 26, 2021, a series of events transpired that could have long-lasting impacts on the energy industry and which seem likely to…

Market Update: More From the SEC/others on 10b5-1 Plans

USA - June 14 2021 As noted in our blogpost last week, Gary Gensler, Chair of the U.S. Securities Exchange Commission, has asked the Commission staff to consider…

Buyer/Seller Beware: SEC Continues to Scrutinize Rule 10b5-1 Plans

USA - June 9 2021 Gary Gensler, Chair of the U.S. Securities and Exchange Commission (SEC), has asked the Commission staff to consider updates to Rule 10b5-1 in an…

The Post-Revlon Reaction: Pitfalls for Lenders in the Proposed Erroneous Payment Language

USA - May 12 2021 To address the key issue in the litigation In re: Citibank August 11, 2020 Wire Transfers , on March 19, 2021, the Loan Syndication and Trading…

SCOTUS Hears Oral Argument in Goldman Sachs Securities Class Action

USA - April 16 2021 On March 29, 2021, the U.S. Supreme Court heard oral argument in Goldman Sachs Group, Inc. v. Arkansas Teacher Retirement System.1 In this closely…

Liability Risk in De-SPAC Transactions

USA - April 14 2021 On April 8, 2021, John Coates, the Acting Director of the Securities and Exchange Commission’s (SEC) Division of Corporation Finance, released a…