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Timely Disclosure Blog

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Proxy season preview 2022

Canada - January 26 2022 On January 13, 2022, TMX Group Ltd. (Toronto Stock Exchange (“TSX”) and TSX Venture Exchange (“TSXV”)), Laurel Hill Advisory Group (“Laurel Hill”)…

Child and forced labour: The need for urgent repair

Canada, USA - January 21 2022 With upwards of 200 million child and forced labourers toiling within the global economic system, the spotlight in 2022 is squarely directed at…

Securities law amendments to reduce the regulatory burden on Investment Funds

Canada - December 7 2021 The long-awaited amendments to reduce the regulatory burden on investment funds were published by the Canadian Securities Administrators (CSA) in…

CSA & IIROC Warn Crypto-Trading Platforms Against Misleading Marketing Activities

Canada - October 12 2021 Last week, the Canadian Securities Administrators (“CSA”) and the Investment Industry Regulatory Organization of Canada (“IIROC”) jointly published…

CSA to Combine IIROC and MFDA in a Single Self-Regulatory Organization

Canada - August 11 2021 On August 3, 2020, the Canadian Securities Administrators (CSA) announced their plan to “consolidate the functions” of the Investment Industry…

CSA to Combine IIROC and MFDA in a Single Self-Regulatory Organization

Canada - August 11 2021 On August 3, 2021, the Canadian Securities Administrators (CSA) announced their plan to “consolidate the functions” of the Investment Industry…

Canadian Securities Administrators Propose New Prospectus Exemption for Listed Issuers

Canada - August 4 2021 The Canadian Securities Administrators (CSA) published for a 90 day comment period proposed amendments to National Instrument 45-106 Prospectus…

Fill in the Non-GAAP: New Disclosure Requirements to Become Mandatory in August 2021

Canada - June 8 2021 Lack of transparency in calculations, insufficient context and significant variations by issuer and industry, a “stronger tool was needed to take…

For Non-TSX Companies, Twice a Year May be Enough

Canada - May 25 2021 On May 20, 2021, the Canadian Securities Administrators (CSA) announced [1] a 120-day comment period for proposed amendments to National Instrument…

CSA and IIROC publish updated guidance on cryptocurrency regulatory issues; OSC issues deadline for cryptocurrency companies to begin regulatory compliance efforts

Canada - April 7 2021 On March 29, 2021, the Canadian Securities Administrators (“CSA”) and the Investment Industry Regulatory Organization of Canada (“IIROC”) jointly…