European Union
- February 1 2021
The European Securities and Markets Authority has announced that during 2021 it will be conducting a common supervisory action with national…
European Union
- February 1 2021
The European Securities and Markets Authority has published a final report and final draft Implementing Technical Standards setting out the forms…
European Union
- January 29 2021
The European Securities and Markets Authority has opened a consultation on proposed guidelines on the appropriateness and execution-only requirements…
European Union
- January 29 2021
Following a request from the European Commission for technical advice on revising the rules on the calculation and payment of fees, the European…
European Union, United Kingdom, USA
- January 28 2021
An EU equivalence decision for U.S. CCPs regulated by the U.S. Securities Exchange Commission that are "covered clearing agencies" under the SEC…
European Union
- January 27 2021
EU Regulatory Technical Standards postponing the implementation deadline of the settlement discipline regime under the Central Securities…
Switzerland
- January 26 2021
The Basel Committee on Banking Supervision has launched a consultation on two proposed technical amendments to the Basel II Framework rules on…
European Union, USA
- January 20 2021
The European Commission has published for consultation draft equivalence decisions for six countries relating to the risk mitigation requirements for…
European Union, United Kingdom
- January 13 2021
U.K. Legislation has been made granting equivalence to Swiss exchanges under the U.K.'s Markets in Financial Instruments Regulation. The Markets in…
United Kingdom
- January 13 2021
The European Securities and Markets Authority has issued a statement reminding firms of the rules on reverse solicitation under the Markets in…