Articles: 1-10 of 42
USA - June 11 2019 The SEC, in conjunction with the Colorado Bar Association and Colorado Society of Certified Public Accountants, recently sponsored the 51st Annual…
USA - May 13 2019 The DC Circuit recently released an opinion addressing the SEC’s administrative findings against registered investment adviser The Robare Group (TRG)…
USA - April 23 2019 There’s a new unicorn in town, and this time, it isn’t just another tech company. Rent the Runway, also known as RTR, is now officially valued at…
USA - April 11 2019 Last week the SEC announced a settlement of fraud claims against the founder of Jumio, Inc, a private mobile payments company, for misstating the…
USA - February 26 2019 A recent decision by the Delaware Chancery Court suggests that a litigant might forego the ability to file a books and records request if it waits to…
USA - February 20 2019 An increasingly sophisticated and active OCIE division, innovative market disruptors, a maturing credit cycle, and a philosophical change in how the…
USA - November 26 2018 While the SEC consistently announces that valuation is a “key area of focus,” it is uncommon for regulators to “second guess” valuation…
USA - November 7 2018 Last week the WSJ published an article detailing how companies are monetizing smartphone location data by selling it to hedge fund clients. The data…
USA - February 16 2018 On Tuesday, February 13th, the Securities and Exchange Commission (SEC) announced the opening of registration for its 2018 national compliance…
USA - January 23 2018 In his recent remarks at the Securities Regulation Institute, SEC Chairman Jay Clayton had some stern words for market professionals, especially…
