USA
- May 3 2022
The SEC last month proposed rules under the Advisers Act indicating a dramatic shift in how the SEC intends to reduce conflicts of interest involving…
USA
- April 7 2022
Last month, the SEC proposed new rules under the Advisers Act that, if implemented, would be the most significant enhancement of disclosure…
USA
- March 24 2022
Over the past few years, the SEC has brought fewer insider trading and Material Non-Public Information (MNPI)-related cases compared to historical…
USA
- March 16 2022
2021 continued the trend of increased regulatory focus on privacy and cybersecurity for private investment funds in the U.S. and abroad. There are no…
Russia, USA
- March 9 2022
Sanctions continue to be a dynamic area of regulation and enforcement. In its first year, the Biden Administration has already undertaken a number of…
Russia, United Kingdom, USA
- March 7 2022
Over the past week, the U.S., UK, and EU imposed sweeping sanctions rolled out by the US, in response to Russia’s invasion of Ukraine, outlined here…
USA
- March 1 2022
A threshold question in many cryptocurrency inquiries is whether the digital assets qualify as securities under the federal securities laws. If so…
USA
- February 24 2022
If 2021 was the year in which regulators and investors enthusiastically embraced environmental, social and governance (“ESG”) considerations, by…
USA
- February 17 2022
We reported last year that unprecedented SPAC deal volume signaled an increased risk for disputes given their unique structure, including risks…
USA
- February 10 2022
The SEC’s push to regulate the next generation of blockchain-based applications will likely give rise to disputes and enforcement actions…