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All Things FinReg Blog

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CFPB Spring Supervisory Highlights Detail Agency Findings and Priorities

USA - May 4 2022 The Consumer Financial Protection Bureau (CFPB or Bureau) recently released its Spring Supervisory Highlights summarizing findings from supervisory…

CFPB Pans Credit Reporting Agency Consumer Complaint Handling

USA - January 10 2022 On January 5, the Consumer Financial Protection Bureau (CFPB or Bureau) issued a report detailing consumer complaint deficiencies by the national…

Federal Banking Agencies Adopt New Computer-Security Incident Notification Requirements

USA - December 2 2021 The three federal banking agencies (i.e., the Federal Reserve Board, the Federal Deposit Insurance Corporation, and the Office of the Comptroller of…

FINRA Rule 4210 TBA Changes Delayed Again

USA - November 16 2021 FINRA recently filed a proposed rule change with the US Securities and Exchange Commission (SEC) on November 12, 2021 that would seek to once again…

FINRA To Extend Remote Inspections to June 30, 2022

USA - September 15 2021 FINRA is proposing to extend the ability of firms to have remote inspections until June 30, 2022. As discussed in the rule filing, FINRA Rule 3110.17…

The Antitrust Risk of the Federal Banking Agencies’ Proposed Risk Management Guidance

USA - September 9 2021 As highlighted previously, three federal banking agencies (the Federal Reserve Board, the Federal Deposit Insurance Corporation, and the Office of…

FINRA Files Rule Change to Extend Implementation Date of Rule 4210 TBA Changes

USA - August 31 2021 FINRA filed a proposed rule change with the US Securities and Exchange Commission (SEC) on August 26, 2021 to delay the effective date of changes to…

Congress Invalidates True Lender Rule, President Expected to Sign

USA - June 25 2021 On June 24, the US House of Representatives voted to join the US Senate in a joint resolution of disapproval under the Congressional Review Act (CRA)…

Basel Committee Proposes Risk-Based Regulatory Capital Treatment for Many Cryptoassets

USA - June 17 2021 The Basel Committee on Banking Supervision (Basel Committee), a committee of global central bankers and regulators, issued a Consultative Document on…

CFPB Finalizes Delay of Mandatory Compliance Date for General Qualified Mortgage Final Rule

USA - April 28 2021 On April 27, 2021, the Consumer Financial Protection Bureau (CFPB or Bureau) issued a final rule formally delaying the mandatory compliance date for…