Follow

All Things FinReg Blog

Articles: 1-10 of 200

Regulation, Innovation, and Authentication: What’s on the Horizon for Fintechs in 2024

USA - November 21 2023 Financial services is perhaps the most regulated industry in the world, and the intersection between financial services, technology, and law remains…

SEC Adopts Securities Lending Reporting Rules

USA - October 13 2023 On October 13, 2023, the US Securities and Exchange Commission (SEC) adopted Rule 10c-1a requiring the reporting and dissemination of certain details…

Federal Reserve Announces Supervisory Developments for Dollar Tokens and ‘Novel Activities’ - But What’s New?

USA - August 11 2023 The Board of Governors of the Federal Reserve System (Federal Reserve) took another tepid step into the digital asset space on August 8, announcing…

Increased Scrutiny of Uninsured Deposits Continues: FDIC Reminds IDIs of Uninsured Deposit Reporting Obligations

USA - July 28 2023 The Federal Deposit Insurance Corporation (FDIC) continued the focus shown over the last several months, and especially since the March 2023 failure…

CFTC Issues Amended Order of DCO Registration and Advisory on Digital Asset Clearing Risks

USA - June 8 2023 In contrast to the "regulation by enforcement" theme to which those in the digital assets community have become accustomed, the Commodity Futures…

An End to the Paper Chase? Proposed Bill Could Greatly Expand SEC Registrants’ E-Delivery Use

USA - April 28 2023 The House Committee on Financial Services passed the Improving Disclosure for Investors Bill of 2023 on April 26, 2023 with bipartisan support. If…

CFPB Releases Final Small Business Lending Rule

USA - April 6 2023 The Consumer Financial Protection Bureau (CFPB, the Bureau) promulgated on March 30 its final rule implementing Section 1071 of the Dodd-Frank Act…

States, Countries Focus on Fraud Prevention and Customer Protection in Crypto

Hong Kong, United Kingdom, USA - February 24 2023 New York has enhanced its fraud prevention tools, while consumers can identify crypto scams using California’s scam tracker. A week after the US…

Congress Codifies SEC Staff’s M&A Broker No-Action Letter . . . With a Tweak

USA - February 22 2023 As many are aware, Congress passed its own version of the US Securities and Exchange Commission (SEC) staff’s mergers and acquisitions (M&A) broker…

Roundup of Recent Developments in the Digital Asset Space

USA - February 17 2023 In the continuation of our new blog series highlighting recent developments in the digital asset space, this post details continued action policy and…