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FINRA Annual Conference 2019

FINRA


Description

Dates: May 15-17, 2019

Location: Marriott Marquis Washington, DC
901 Massachusetts Avenue, NW
Washington, DC 20001

Visit Iron Mountain in booth #14

The 2019 FINRA Annual Conference is where industry experts engage to:

  • LISTEN – Hear valuable insight and guidance from 150+ industry, government and regulatory speakers.
  • LEARN – Discover new perspectives and receive the latest updates on top compliance and regulatory topics.
  • CONNECT – Exchange ideas with peers and industry experts at 15+ networking events, engage in one-on-one discussions with FINRA staff and meet with 50+ exhibitors offering compliance products and services.

FEATURING:

  • Opening-Night Reception at the International Spy Museum - More details
  • Back to Basics Compliance (B2BC) Program—designed for compliance professionals with less than five years’ experience
  • Anti-Money Laundering (AML) Session Track
  • FinTech Session Track
  • Fixed Income Session Track
  • Cybersecurity Session Track
  • Institutional Session Track

Agenda

View the online brochure for the 2019 Annual Conference.

Why Attend

FINRA's premier event—the Annual Conference provides the opportunity for practitioners, peers and regulators to exchange ideas on today's most timely compliance and regulatory topics. The conference offers industry professionals a variety of sessions related to current trends in technology, cybersecurity, risk management and much more.

Want to learn more? Download our eBook: Preparing for a FINRA Audit: Strategies for your ESM and D3P Success

Iron Mountain is the global leader for storage and information management services, protecting billions of information assets. At the FINRA Conference, we’ll showcase our Designated Third Party (D3P) Compliance Services which help broker-dealers comply with SEC Rule 17a-4 for electronically stored information and transfer agents address CFR Title 17 Section 240.17 Ad-7 for applications and systems or origination. Visit booth #14 to learn more about secure and compliant information management. You can also check us out in the online FINRA Compliance Vendor Directory.

 


Details

Date
15 - 17 May 2019
Location
Washington, DC