Dates: May 15-17, 2019
Location: Marriott Marquis Washington, DC
901 Massachusetts Avenue, NW
Washington, DC 20001
Visit Iron Mountain in booth #14
The 2019 FINRA Annual Conference is where industry experts engage to:
View the online brochure for the 2019 Annual Conference.
FINRA's premier event—the Annual Conference provides the opportunity for practitioners, peers and regulators to exchange ideas on today's most timely compliance and regulatory topics. The conference offers industry professionals a variety of sessions related to current trends in technology, cybersecurity, risk management and much more.
Want to learn more? Download our eBook: Preparing for a FINRA Audit: Strategies for your ESM and D3P Success
Iron Mountain is the global leader for storage and information management services, protecting billions of information assets. At the FINRA Conference, we’ll showcase our Designated Third Party (D3P) Compliance Services which help broker-dealers comply with SEC Rule 17a-4 for electronically stored information and transfer agents address CFR Title 17 Section 240.17 Ad-7 for applications and systems or origination. Visit booth #14 to learn more about secure and compliant information management. You can also check us out in the online FINRA Compliance Vendor Directory.