This blog comments on key developments as they occur, legal and regulatory issues as they arise, and ones that are relevant to every financial services specialist.
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Articles: 1-10 of 178
United Kingdom - January 17 2024 In November last year the Court of Appeal dismissed the Pensions Ombudsman's (Ombudsman) appeal of the 2022 High Court decision in CMG Pension…
United Kingdom - January 15 2024 We're barely into 2024 and it looks like vehicle finance arrangements could drive forward the next miss-selling saga. The volume of complaints in…
United Kingdom - December 12 2023 The Pension Ombudsman Service (POS) recently upheld a complaint and in doing so, found a SIPP administrator (the Administrator) at fault for the…
United Kingdom - November 30 2023 The FCA has released a consultation paper (CP 23/24), proposing new measures for personal investment firms (PIFs) to set aside capital for potential…
United Kingdom - October 11 2023 After introducing stricter rules for the promotion of Restricted Mass Market Investments (RMMIs) in February 2023, the FCA continues to monitor the…
United Kingdom - September 28 2023 The FCA has issued a "final warning" to firms promoting cryptoassets to UK consumers to prepare for the cryptoassets financial promotion regime…
United Kingdom - July 27 2023 The FSCS has published its annual report for the 2022 - 2023 year. This shows a drop in compensation paid overall in comparison to the previous year…
United Kingdom - June 27 2023 The "overseas advice model" applies to members of UK Defined Benefit pensions who are based overseas, and where overseas advice firms target members…
United Kingdom - April 11 2023 April has seen the publication of the Financial Ombudsman Service and Financial Conduct Authority's Plans and Budgets for 2023/2024 - what can we…
United Kingdom - March 30 2023 On 23 March 2023, the FSM Bill completed its committee stage in the House of Lords. If passed, it will make extensive reforms to the regulation of…