CanadianSecuritiesLaw.com is Stikeman Elliott's securities-focused blog, featuring timely and practical information on important developments in M&A and corporate finance.
Articles: 1-10 of 369
CSA to Report Results of Continuous Disclosure Review on Biennial Basis
Canada - August 25 2017 The Canadian Securities Administrators have announced that they now intend to report the results of their continuous disclosure review program every…
The Importance of True and Complete Registration Applications
Canada - August 25 2017 On July 13, 2017, the Canadian Securities Administrators published CSA Staff Notice 33-320 The Requirement for True and Complete Applications for…
Changes to Standard Form Reports for Supervisory Terms and Conditions Imposed on Registrants
Canada - August 25 2017 Effective July 13, 2017, new standard form reports for certain supervisory terms and conditions (Supervisory Reports) are to be used by firms…
The Equity Margin Project: IIROC Withdraws Phase II of the Main Proposal for the New Methodology for Margining Equity Securities
Canada - August 11 2017 On July 13, 2017, the Investment Industry Regulatory Organization of Canada published IIROC Notice 17-0144 Withdrawal of the New Methodology for…
NI 31-103 Amendments: EMDs Banned from Prospectus Offerings
Canada - August 3 2017 Under a series of amendments to National Instrument 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations published on…
IIROC Best Execution Amendments and Guidance
Canada - August 3 2017 On July 6, 2017, the Investment Industry Regulatory Organization of Canada (IIROC) published final amendments to the Universal Market Integrity Rules…
CSA Staff Publish Commentary on MI 61-101 Including the Use of Special Committees and Fairness Opinions
Canada - July 28 2017 Staff of the securities regulatory authorities in each of Ontario, Quebec, Alberta, Manitoba, and New Brunswick have published commentary on…
OSC 2017 Annual Report for Registrants: 10 Take-aways
Canada - July 25 2017 On July 11, 2017, the Ontario Securities Commission released Staff Notice 33-748 Annual Summary Report for Dealers, Advisers and Investment Fund…
TSX Adopts Housekeeping Amendments to Company Manual
Canada - July 21 2017 On May 11, 2017, the TSX published housekeeping amendments to the TSX Company Manual related to non-public interest changes. The amendments include…
TSX Ex-Dates Transition to T+2
Canada - July 21 2017 In connection with the settlement cycles in Canadian and U.S. capital markets being shortened to trade date plus two business days (T+2) from trade…
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