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FredReish.com Blog

Articles: 1-10 of 94

Best Interest Standard of Care for Advisors #10

USA - September 18 2019 The SEC's Reg BI establishes a best interest standard of care for investment recommendations to retail customers by broker-dealers and their…

Best Practices for Plan Sponsors #11

USA - September 11 2019 This is the eleventh in a series of articles about Best Practices for Plan Sponsors. To be clear, “best practices” are not the same as legal…

Best Interest Standard of Care for Advisors #9

USA - August 27 2019 The SEC has issued its final Regulation Best Interest (Reg BI), Form CRS Regulation, RIA Interpretation and Solely Incidental Interpretation. I am…

Best Practices for Plan Sponsors #10

USA - August 21 2019 This is the tenth in a series of articles about Best Practices for Plan Sponsors. To be clear, “best practices” are not the same as legal…

The SECURE Act and Guaranteed Retirement Income in Plans

USA - August 13 2019 By now you have probably seen a number of articles about the SECURE Act (Setting Every Community Up for Retirement Enhancement Act of 2019) and its…

Best Practices for Plan Sponsors #7

USA - February 12 2019 Most companies have budgets for their business operations . . . And then regularly compare budget-to-actual. In other words, they compare their…

Best Interest and Best Practices #13

USA - January 16 2019 The fiduciary litigation against 401(k) plan sponsors, many plan sponsors and their committees have not taken the basic steps to minimize the risk of…

Best Interest and Best Practices #12

USA - January 10 2019 In my last three posts (#9 and #10 and #11), I discuss the Best Interest standard of care and its practical application. This article discusses a…

Best Interest and Best Practices #11

USA - December 11 2018 Under ERISA’s fiduciary rules, advisors are required to use generally accepted investment theories and prevailing investment industry practices…

Best Interest and Best Practices #10

USA - November 28 2018 My last article, Bests #9, discussed different definitions of a “best interest” standard of care. The point of that article is that, while there may…