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Articles: 1-10 of 409
USA - February 25 2021 On February 22, 2021, Nasdaq amended the rule changes it initially proposed in September 2020 that would permit an issuer to conduct a concurrent…
USA - February 25 2021 Recently, the US Securities and Exchange Commission (“SEC”) adopted amendments to the definition of accredited investor (“AI”) and amendments to the…
USA - February 16 2021 Acting SEC Chair, Allison Herren Lee, announced in a February 11 statement that going forward, the Securities and Exchange Commission (SEC) will…
USA - February 15 2021 Recently, the Securities and Exchange Commission’s Division of Corporation Finance issued a sample comment letter that provides guidance to issuers…
USA - February 2 2021 FINRA filed with the Securities and Exchange Commission (SEC) proposed amendments to the private placement filer form that members complete in…
USA - January 19 2021 The Securities and Exchange Commission’s Office of the Advocate for Small Business Capital Formation recently delivered its annual report for FY2020…
USA - January 19 2021 The Securities and Exchange Commission recently announced that its Small Business Capital Formation Advisory Committee will hold a public meeting on…
USA - January 19 2021 The Securities and Exchange Commission’s Office of the Advocate for Small Business Capital Formation issued a press release announcing a call on…
USA - January 5 2021 On December 16, 2020, the New York Stock Exchange (“NYSE”) filed a proposed rule change to certain of its shareholder approval requirements, which…
USA - January 4 2021 The William (Mac) Thornberry National Defense Authorization Act for Fiscal Year 2021 (NDAA, or the Act), which was enacted into law on New Year’s Day…