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Government/Regulatory Enforcement Blog

Articles: 21-30 of 163

Supreme Court Overturns Third Circuit, Throws Out Bridgegate Convictions

USA - May 12 2020 On May 7, 2020, the U.S. Supreme Court unanimously overturned a ruling from the United States Court of Appeals for the Third Circuit that upheld the…

Government/Regulatory Enforcement

USA - April 28 2020 On April 20, 2020, Industrial Bank of Korea (the “Bank”) and its New York branch (“NY Branch”) reached settlements with the U.S. Attorney’s Office…

Industrial Bank Settles AML Charges With U.S. And New York State Authorities

USA - April 28 2020 On April 20, 2020, Industrial Bank of Korea (the “Bank”) and its New York branch (“NY Branch”) reached settlements with the U.S. Attorney’s Office…

Co-Directors Of SEC’s Division Of Enforcement Issue Statement On Market Integrity In Wake Of COVID-19 Emergency

USA - April 1 2020 On March 23, 2020, Stephanie Avakian and Steven Peikin, co-directors of the Securities & Exchange Commission’s (“SEC”) Division of Enforcement…

SEC Reaches $8.8 Million Settlement With Pharmaceutical Company To Resolve Allegations Of FCPA Violations

USA - March 11 2020 On February 28, 2020, the U.S. Securities and Exchange Commission (“SEC”) announced a settled administrative proceeding with an Ohio-based…

United States Supreme Court Hears Oral Arguments In Liu v. SEC to Determine Whether the SEC Can Seek Disgorgement in Judicial Proceedings

USA - March 11 2020 On March 3, 2020, the Supreme Court heard oral arguments in Liu v. SEC, No. 18-1501, once again taking up the question of whether the Securities and…

Judge Grants Post-Trial Acquittal On FCPA Counts

USA - March 3 2020 On February 26, 2020, a federal judge in Connecticut granted, in part, defendant Lawrence Hoskins’s post-trial motion for acquittal on seven counts…

Overview Of Cases Of Particular Interest Currently Pending Before The Supreme Court Of The United State

USA - January 14 2020 Looking ahead, we preview cases currently pending before the Supreme Court—which have already been accepted for review by the Court—that may be of…

DOJ Offers Non-Prosecution Agreements And No-Fines For Self-Reporting Export Control And Sanctions Violations

USA - January 7 2020 In a development that could significantly affect how companies deal with possible export control and sanctions violations, the Department of Justice…

Financial Stability Board Publishes Feedback to Resolution Planning Disclosures Consultation

United Kingdom - December 20 2019 The Financial Stability Board has published a statement summarizing the feedback it received to its June 2019 consultation on firms’ public…