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Key Focus Areas for UK-Regulated Financial Services Firms in 2021

European Union, Global, United Kingdom - January 11 2021 In last year's publication we highlighted the top regulatory focus areas for our clients during 2020, concentrating on wholesale market structures and…

Alex Cox, Andrea Monks, Anna Lewis-Martinez, Anne Mainwaring, Becky Critchley, Brett Carr, Carl Fernandes, Charlotte Collins, David Berman, David Little, Denisa Odendaal, Ella McGinn, Gabriel Lakeman, Jon Holland, Jonathan Ritson-Candler, Katy Sanders, Kishore Bhindi, Nell Perks, Nicola Higgs, Paul M. Dudek, Rob Moulton, Sean Wells, Sherryn Buehlmann, Sidhartha Lal, Stuart Davis.

PRA Publishes Findings on Its Evaluation of the SMCR

United Kingdom - December 18 2020 The PRA has released a largely positive report, along with nine follow-up actions and recommendations on the SMCR for PRA-regulated firms…

Anna Lewis-Martinez, Anne Mainwaring, Becky Critchley, Brett Carr, Carl Fernandes, David Berman, Denisa Odendaal, Ella McGinn, Gabriel Lakeman, Jonathan Ritson-Candler, Katy Sanders, Kishore Bhindi, Nicola Higgs, Rob Moulton, Sean Wells, Sherryn Buehlmann, Sidhartha Lal, Stuart Davis.

United Arab Emirates - New Regulations for Stored Value Facilities

United Arab Emirates - November 30 2020 The new Stored Value Facilities (SVF) Regulation repeals and replaces the 2017 SVEPS Regulation governing digital payments business in the UAE, and…

Brian A. Meenagh, Stuart Davis.

UK Firms Granted Extra 15 Months for Brexit Onshoring Preparations

European Union, United Kingdom - October 14 2020 The FCA, Bank of England, and PRA have published updated rules for firms post-Brexit and intend to delay many (but not all) onshoring changes.

Anna Lewis-Martinez, Anne Mainwaring, Becky Critchley, Brett Carr, Carl Fernandes, David Berman, Denisa Odendaal, Ella McGinn, Gabriel Lakeman, Jonathan Ritson-Candler, Katy Sanders, Kishore Bhindi, Nicola Higgs, Rob Moulton, Sean Wells, Sherryn Buehlmann, Sidhartha Lal, Stuart Davis.

The MAR Review — ESMA’s Final Report

European Union - September 25 2020 ESMA advises the European Commission to consider some, but not all, of ESMA’s original proposals — and gives guidance on pre-hedging and market…

Anna Lewis-Martinez, Anne Mainwaring, Becky Critchley, Brett Carr, Carl Fernandes, Chris Horton, David Berman, Denisa Odendaal, Ella McGinn, Gabriel Lakeman, James Inness, Jonathan Ritson-Candler, Katy Sanders, Kishore Bhindi, Nicola Higgs, Rob Moulton, Sean Wells, Sherryn Buehlmann, Stuart Davis.