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Financial services regulation bill will require most sponsors of private equity, real estate and hedge funds to register as investment advisers

USA - July 15 2010 On July 15, 2010, the US Senate approved the Dodd-Frank Wall Street Reform and Consumer Protection Act.

Barton B. Clark, Scott P. Klein, Brynn D. Peltz, Andrea J. Schwartzman, Kathleen A. Walsh

Form PF Reference Guide

USA - February 20 2013 Registered investment advisers who have not previously filed Form PF should be preparing to file by the upcoming April 30, 2013 deadline.

Jonathan T. Ammons, Peter Y. Malyshev, Kelly D. Thomason

Investment adviser registration update

USA - May 10 2011 We have obtained a copy of an April 27 letter from SEC Chairman, Mary Schapiro, stating Chairman Schapiro’s expectation that the SEC will consider extending until the first quarter of 2012 the date by which private equity and other private fund advisers must register with the SEC.

Brynn D. Peltz

Proposed form PF would require significant additional SEC reporting by fund sponsors

USA - February 4 2011 On January 25, 2011, the Securities and Exchange Commission (SEC) proposed new Rule 204(b)-1 under the Investment Advisers Act of 1940 (Advisers Act), which would require registered investment advisers to make periodic filings on new Form PF with the SEC.

Amanda L. Molter

Energy Open-Ended Funds on the Horizon

USA - December 1 2017 Partner Nadia Sager explains why open-ended vehicles will make a good match for long-term, cash-flowing energy assets. Are open-ended funds the next…