USA - December 1 2017 Partner Nadia Sager explains why open-ended vehicles will make a good match for long-term, cash-flowing energy assets. Are open-ended funds the next…
USA - February 20 2013 Registered investment advisers who have not previously filed Form PF should be preparing to file by the upcoming April 30, 2013 deadline.
USA - February 13 2012 Various US-resident investment managers, custodians and other endinvestors (including financial and nonfinancial organizations such as banks, broker-dealers, insurance companies, foundations and others) are required to submit Treasury Form SHC (Report of US Ownership of Foreign Securities, Including Selected Money Market Instruments) on or before March 2, 2012.
USA - May 10 2011 We have obtained a copy of an April 27 letter from SEC Chairman, Mary Schapiro, stating Chairman Schapiro’s expectation that the SEC will consider extending until the first quarter of 2012 the date by which private equity and other private fund advisers must register with the SEC.
USA - February 4 2011 On January 25, 2011, the Securities and Exchange Commission (SEC) proposed new Rule 204(b)-1 under the Investment Advisers Act of 1940 (Advisers Act), which would require registered investment advisers to make periodic filings on new Form PF with the SEC.