Michael Chiswick-Patterson

Latham & Watkins LLP

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Be prepared for the BEA’s increased reporting requirements and upcoming deadlines

USA - May 15 2015 The Bureau of Economic Analysis (BEA) of the US Department of Commerce recently modified the reporting requirements for two surveys covering direct…

Meera El-Farhan, David J. Greene, Matthew J. Holt.

Private fund advisers gain relief from SEC custody rule guidance

USA - August 29 2013 SEC staff provides relief from requirement to hold certain privately offered certificated securities with qualified custodians. The Investment…

Nabil Sabki.

SEC adopts rule to prohibit “pay to play” practices

USA - July 21 2010 On June 30, 2010, the US Securities and Exchange Commission (SEC) approved new Rule 206(4)-5 (Rule) under the Investment Advisers Act of 1940, as amended (Advisers Act).

Matthew J. Chase, Andrea J. Schwartzman, Kathleen A. Walsh.