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SEC adopts rule to prohibit “pay to play” practices

USA - July 21 2010 On June 30, 2010, the US Securities and Exchange Commission (SEC) approved new Rule 206(4)-5 (Rule) under the Investment Advisers Act of 1940, as amended (Advisers Act).

Michael Chiswick-Patterson, Andrea J. Schwartzman, Kathleen A. Walsh.