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Form PF Reference Guide

USA - February 20 2013 Registered investment advisers who have not previously filed Form PF should be preparing to file by the upcoming April 30, 2013 deadline.

Jonathan T. Ammons, Peter Y. Malyshev, Nadia S. Sager

US investment managers, financial institutions and others must file treasury Form SHC by March 2

USA - February 13 2012 Various US-resident investment managers, custodians and other endinvestors (including financial and nonfinancial organizations such as banks, broker-dealers, insurance companies, foundations and others) are required to submit Treasury Form SHC (Report of US Ownership of Foreign Securities, Including Selected Money Market Instruments) on or before March 2, 2012.

Nadia S. Sager