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CFTC staff issues relief from ownership and control reporting rules

USA - August 28 2014 On November 18, 2013, the US Commodity Futures Trading Commission (CFTC) published final rules on Ownership and Control Reports (the Final OCR Rules)…

Brett M. Ackerman, Peter Y. Malyshev

SEC finalizes partial framework for the cross-border application of its derivatives regulations

USA - July 31 2014 On June 25, 2014, the Securities and Exchange Commission (SEC) approved a final rule (the SEC Final Rule) regarding the cross-border application of…

Brett M. Ackerman, Peter Y. Malyshev, Ellen L. Marks, Yvette D. Valdez

Updated: CFTC FORM 40/40S reporting requirements

USA - July 18 2014 The U.S. Commodity Futures Trading Commission (CFTC) has seemingly increased the number of Form 40/40S requests it has sent to market participants in…

Brett M. Ackerman, Peter Y. Malyshev

CFTC Form 40/40S reporting requirements

USA - June 26 2014 The U.S. Commodity Futures Trading Commission (CFTC) has seemingly increased the number of Form 40/40S requests it has sent to market participants in…

Brett M. Ackerman, Peter Y. Malyshev

CFTC staff to host position limits and aggregation roundtable

USA - May 29 2014 The Commodity Futures Trading Commission (CFTC) on May 27, 2014 announced that it will hold a public roundtable at the CFTC on Thursday, June 19, 2014…

Brett M. Ackerman, Peter Y. Malyshev