Joel H. Trotter
Latham & Watkins LLP
Articles
SEC Expands the Definitions of AI and QIB
USA - August 28 2020 The changes would allow more individuals and institutions to invest in private offerings of unregistered securities…
Alexander F. Cohen, Paul M. Dudek, Dana G. Fleischman, Stephen P. Wink.
Washington Insider Briefing: Critical Insight on Proposed US Law Affecting Non-US Companies
USA - May 23 2020 Latham's SEC Team answers seven key questions about pending legislation that could force delisting of foreign companies…
FAQs: SEC Filing Deadline Relief for COVID-19 - Update
USA - April 9 2020 On March 25, 2020, the Securities and Exchange Commission (SEC) issued an order (the March 25 Order) that extended its prior order granting relief…
Directors, Take Note: ESG Can Drive Value in 2020
USA - February 18 2020 The message that environmental, social, and governance issues can drive stockholder value resonates ever more clearly today…
Paul Davies, Mark D. Gerstein, Ryan J. Maierson, Charles K. Ruck, Steven B. Stokdyk, Kristina S. Wyatt.
The Secrets of Form 6-K: Getting Behind the Curtain with the FPI Wizard
USA - October 22 2018 Form 6-K, used by foreign private issuers (FPIs) to update their disclosures with the US Securities and Exchange Commission (SEC), seems…
