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How to Navigate the SEC’s New Clawback Rules

USA - November 3 2022 The rules direct stock exchanges to require issuers that are publicly listed in the US to adopt clawback policies for the mandatory recovery of…

Holly Bauer, Michelle L.C. Carpenter, Alexander F. Cohen, Paul M. Dudek, Tal A. Simon, Maj Vaseghi, Bradd L. Williamson

Disclosing Climate-Related Risks and Metrics Under the SEC’s Proposed Rule

USA - April 6 2022 The US Securities and Exchange Commission's proposed climate disclosure rule, approved by a 3-1 vote on March 21, 2022, is the agency's most…

Jean-Philippe Brisson, Marc T. Campopiano, Alexander F. Cohen, Paul A. Davies, Paul M. Dudek, Sarah E. Fortt, Brett James Frazer, Michael D. Green, Betty M. Huber, Karl A. Karg, Malorie R. Medellin, Andra Troy

SEC Proposes Extensive Climate Change Disclosure Regulations

USA - March 22 2022 The proposed rules would require significant, detailed new climate-related disclosures in annual reports and prospectuses…

Alexander F. Cohen, Paul A. Davies, Paul M. Dudek, Sarah E. Fortt, Betty M. Huber, Karl A. Karg

SEC Proposes Stricter Requirements for the Rule 10b5-1 Affirmative Defense

USA - January 7 2022 The Proposal would have a significant impact on current practices surrounding the use of Rule 10b5-1 plans by public companies and insiders…

Deric M. Behar, Naim Culhaci, Stephen P. Wink

SEC Expands the Definitions of AI and QIB

USA - August 28 2020 The changes would allow more individuals and institutions to invest in private offerings of unregistered securities…

Alexander F. Cohen, Paul M. Dudek, Dana G. Fleischman, Stephen P. Wink