Joel H. Trotter
Latham & Watkins LLP
Articles
The Secrets of Form 6-K: Getting Behind the Curtain with the FPI Wizard
USA - October 22 2018 Form 6-K, used by foreign private issuers (FPIs) to update their disclosures with the US Securities and Exchange Commission (SEC), seems...
From Ducklings to Swans: More Companies Will Qualify as a “Smaller Reporting Company”
USA - July 23 2018 SEC rule amendments expand the scope of scaled disclosure accommodations, which may offer disclosure relief to additional small cap and pre- and...
3 Steps FPI Directors Can Take to Oversee Related-Party Transactions
USA - October 6 2017 Investors and regulators in the current corporate governance environment have increased their focus on companies' transactions with their directors...
Hail, Hail Freedonia: Frequently Asked Questions About SEC Registration on Schedule B by Foreign Governments
USA - April 26 2017 SEC registration offers certain advantages that non-US sovereign issuers (foreign governments) may find attractive, such as the ability to sell...
How Directors Can Use Sustainability to Drive Value
USA - March 21 2017 Boards frequently encounter sustainability and other environmental, social and governance (ESG) issues in the oversight of a company's operations...
