Joel H. Trotter
Latham & Watkins LLP
Articles
How to Navigate the SEC’s New Clawback Rules
USA - November 3 2022 The rules direct stock exchanges to require issuers that are publicly listed in the US to adopt clawback policies for the mandatory recovery of…
Holly Bauer, Michelle L.C. Carpenter, Alexander F. Cohen, Paul M. Dudek, Tal A. Simon, Maj Vaseghi, Bradd L. Williamson
Disclosing Climate-Related Risks and Metrics Under the SEC’s Proposed Rule
USA - April 6 2022 The US Securities and Exchange Commission's proposed climate disclosure rule, approved by a 3-1 vote on March 21, 2022, is the agency's most…
Jean-Philippe Brisson, Marc T. Campopiano, Alexander F. Cohen, Paul A. Davies, Paul M. Dudek, Sarah E. Fortt, Brett James Frazer, Michael D. Green, Betty M. Huber, Karl A. Karg, Malorie R. Medellin, Andra Troy
SEC Proposes Extensive Climate Change Disclosure Regulations
USA - March 22 2022 The proposed rules would require significant, detailed new climate-related disclosures in annual reports and prospectuses…
Alexander F. Cohen, Paul A. Davies, Paul M. Dudek, Sarah E. Fortt, Betty M. Huber, Karl A. Karg
SEC Proposes Stricter Requirements for the Rule 10b5-1 Affirmative Defense
USA - January 7 2022 The Proposal would have a significant impact on current practices surrounding the use of Rule 10b5-1 plans by public companies and insiders…
SEC Expands the Definitions of AI and QIB
USA - August 28 2020 The changes would allow more individuals and institutions to invest in private offerings of unregistered securities…
Alexander F. Cohen, Paul M. Dudek, Dana G. Fleischman, Stephen P. Wink
