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Private Equity Fund Managers: Annual Compliance Reminders and New Developments

USA - March 26 2018 US federal laws and regulations, as well as the rules of self-regulatory organizations (SROs), impose numerous yearly reporting and compliance...

John J. Sikora Jr., Amy R. Rigdon, Sean M. FitzGerald, Chasmin D. Brooks, Barton B. Clark, Cheryl M. Coe, Nabil Sabki, Yvette D. Valdez.


Derivatives Market - 2017 Year in Review

USA, European Union - January 25 2018 Following the inauguration of President Trump in January 2017, former CFTC Chairman Timothy Massad (D) stepped down from his post, making way for...

Douglas K. Yatter, Suzana Sava-Montanari, Jaime A. Hall, Yvette D. Valdez.


CFTC Proposes Interpretation of “Actual Delivery” for Virtual Currencies

USA - January 19 2018 On December 15, 2017, the US Commodity Futures Trading Commission (CFTC) issued a proposed interpretation for the term "actual delivery" as applied to...

Douglas K. Yatter, Yvette D. Valdez.


Marketing Non-US Private Equity Funds in the United States

USA - November 16 2016 Non-US private equity sponsors frequently seek to market their funds to US institutional investors. However, the evolving US regulatory regime...

David J. Greene, Nancy Kowalczyk, Sean M. FitzGerald, Adam L. Kestenbaum, Barton B. Clark, Cheryl M. Coe, Yvette D. Valdez.


CFTC Proposes New Enforcement Authority and Other Amendments in Its Whistleblower Program

USA - September 8 2016 On August 30, 2016, the US Commodity Futures Trading Commission (CFTC) published proposed amendments to its Whistleblower Program (the CFTC Proposal)...

Douglas K. Yatter, Yvette D. Valdez.