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Gitanjali P. Faleiro

Latham & Watkins LLP

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Federal Reserve Board grants one-year extension on Volcker Rule conformance for certain covered funds

USA - December 18 2014 The Federal Reserve today extended the Volcker Rule conformance period for legacy covered funds from July 21, 2015 to July 21, 2016, and also granted...

Alan W. Avery, Pia Naib.


Volcker Rule: an initial look at significant changes

USA - December 23 2013 On December 10, 2013 the US federal banking agencies, along with the Securities and Exchange Commission (SEC) and the Commodity Futures Trading...

Ellen L. Marks, Courtenay Myers Lima, Alan W. Avery, Pia Naib.


The final municipal advisor rule: navigating the minefield

USA - November 22 2013 On January 13, 2014, the final rules (the Final Rule)1 for the registration of municipal advisors with the Securities and Exchange Commission (SEC)...

Stephen P. Wink, Ellen L. Marks, Stefan Paulovic.


Compliance deadline approaches for leveraged lending Final Guidance

USA - May 13 2013 Prompted by concerns about increasing leveraged lending volumes since 2009 and deterioration of prudent underwriting practices, the Office of the...

Senet S. Bischoff, Ellen L. Marks, Alan W. Avery, Melissa S. Alwang.


Pan-European short selling regulation

European Union - September 20 2012 As previously described in our Client Alert on the pan-European short selling regulation, the European Commission (the Commission) adopted a proposal on September 15, 2010 to harmonize the regulation of short sales and credit default swaps across the European Union....

Vladimir Maly, Stephen P. Wink.