Eric R. Swibel
Latham & Watkins LLP
Articles
SEC Announces First “EPS Initiative” Enforcement Actions
USA - October 14 2020 The enforcement actions provide early clues on how the SEC's "risk-based data analytics" may flag public companies for investigation…
John J. Sikora Jr., Jack M. McNeily, Adam L. Rosenbloom, Heather A. Waller
Illinois’ Stay-at-Home Order: What Businesses Need to Know
USA - March 21 2020 The Order requires many businesses to close, but allows essential industries to continue operating, and permits employees to work remotely, as…
Liability Under the Federal Securities Laws for Media Personalities
USA - June 29 2018 How statements in both traditional and new media outlets may catch the SEC's attention. From music moguls and sports icons promoting cryptocurrencies…
What the Supreme Court’s Whistleblower Decision Means for Companies
USA - February 28 2018 By limiting the availability of Dodd-Frank whistleblower anti-retaliation provisions, the Court's decision may incentivize increased SEC reporting. In…
Norman G. Anderson, William R. Baker III, Linda M. Inscoe, Roman Martinez, Matthew J. Peters, Marcy C. Priedeman, Nathan H. Seltzer
Multitudes, multitudes: the SEC’s Asset Management Unit delivers important messages for investment advisers
USA - April 10 2015 On February 26, Julie Riewe, the Co-Chief of the SEC’s Asset Management Unit (AMU), delivered a speech1 to the IA Watch 17th Annual IA Compliance…
