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LIBOR Discontinuation and Transition What Investment Managers Should Know

USA - August 20 2019 The global shift away from LIBOR presents a complex, time-sensitive, multifaceted set of challenges and tasks for the investment management industry....

Vicki E. Marmorstein, Douglas K. Yatter, Deric M. Behar, Yvette D. Valdez.

CFTC Uncleared Swap Margin Rules to Take Effect in September

USA - February 19 2016 While the US gears up for compliance with uncleared swap margin rules, cross-border application of the CFTC rules remains unclear. The US Commodity...

J. Ashley Weeks, Carlos Alvarez, Brett M. Ackerman, Yvette D. Valdez.

Prudential Regulators are first to finalize uncleared swap margin rules

USA - November 20 2015 With the clock ticking on the countdown to finalization of uncleared swap margin rules mandated under the Dodd-Frank Wall Street Reform and Consumer...

Loren N. Finegold, J. Ashley Weeks, Carlos Alvarez, Alan W. Avery, Brett M. Ackerman, Yvette D. Valdez.

CFTC proposes cross-border application of margin requirements for uncleared swaps

USA - August 13 2015 On June 29, 2015, the US Commodity Futures Trading Commission (CFTC) proposed regulations that would frame the reach of its uncleared swap margin...

J. Ashley Weeks, Carlos Alvarez, Brett M. Ackerman, Yvette D. Valdez.

Regulation SBSR: the compliance guide to reporting security-based swaps

USA - March 24 2015 SEC has published reporting obligations for SBS without a finalized compliance schedule. Reporting rules for cleared and platform-executed SBS and...

J. Ashley Weeks, Rafal Gawlowski, Carlos Alvarez, Brett M. Ackerman, Yvette D. Valdez.