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FCA Launches Discussion on Sustainability Disclosure Requirements and Product Labels

United Kingdom - November 4 2021 The regulator is inviting views on potential criteria for classifying and labelling investment products, and on further entity- and product-level…

David Berman, Paul Davies, Nicola Higgs, Anne Mainwaring

Court of Appeal Takes Expansive View of Regulated “Arranging” Activities

Global, United Kingdom - October 13 2021 In a recent decision, the Court of Appeal upheld the FCA’s findings that unregulated introducers had been carrying on regulated activities without…

Nicola Higgs, Rob Moulton

ESG in Asset Management: A Global Perspective

Global, Hong Kong, USA - October 2 2021 The global asset management community has long been among the leaders in recognising the investment and risk management benefits of tracking the…

Nick Benson, David Berman, Paul Davies, Laura N. Ferrell, Simon Hawkins, Nicola Higgs, Anne Mainwaring, Dominik Schöeneberger, Farhana Sharmeen, Shirley Wong

Private Bank Briefing - September 2021

European Union, USA - September 28 2021 On 26 July 2021, the European Commission published its long-awaited Q&A on the EU Sustainable Finance Disclosure Regulation (SFDR), in response to…

Nicola Higgs, Anne Mainwaring, Rob Moulton

UK to Adopt a New SPAC Listing Regime From 10 August 2021

European Union, United Kingdom - July 29 2021 The revised criteria allow UK-listed SPACs to avoid a suspension of their shares when announcing a de-SPAC deal…

David Berman, Nicola Higgs, Chris Horton, James Inness, Rob Moulton, Anna Ngo