Carl Fernandes

Latham & Watkins LLP

Articles

Results 1 to 5 of 48


Second FCA Consultation on New Prudential Regime for Investment Firms

United Kingdom - April 21 2021 Latest FCA consultation focuses on remuneration, risk management and governance, and liquidity requirements…

David Berman, Kishore Bhindi, Sherryn Buehlmann, Brett Carr, Charlotte Collins, Becky Critchley, Stuart Davis, Nicola Higgs, Gabriel Lakeman, Sidhartha Lal, Anna Lewis-Martinez, Anne Mainwaring, Sam Maxson, Ella McGinn, Rob Moulton, Denisa Odendaal, Jonathan Ritson-Candler, Katy Sanders, Sean Wells

Key Focus Areas for UK-Regulated Financial Services Firms in 2021

European Union, Global, United Kingdom - January 11 2021 In last year's publication we highlighted the top regulatory focus areas for our clients during 2020, concentrating on wholesale market structures and…

David Berman, Kishore Bhindi, Sherryn Buehlmann, Brett Carr, Charlotte Collins, Alex Cox, Becky Critchley, Stuart Davis, Paul M. Dudek, Nicola Higgs, Jon Holland, Gabriel Lakeman, Sidhartha Lal, Anna Lewis-Martinez, David Little, Anne Mainwaring, Sam Maxson, Ella McGinn, Andrea Monks, Rob Moulton, Denisa Odendaal, Nell Perks, Jonathan Ritson-Candler, Katy Sanders, Sean Wells

PRA Publishes Findings on Its Evaluation of the SMCR

United Kingdom - December 18 2020 The PRA has released a largely positive report, along with nine follow-up actions and recommendations on the SMCR for PRA-regulated firms…

David Berman, Kishore Bhindi, Sherryn Buehlmann, Brett Carr, Becky Critchley, Stuart Davis, Nicola Higgs, Gabriel Lakeman, Sidhartha Lal, Anna Lewis-Martinez, Anne Mainwaring, Sam Maxson, Ella McGinn, Rob Moulton, Denisa Odendaal, Jonathan Ritson-Candler, Katy Sanders, Sean Wells

UK Firms Granted Extra 15 Months for Brexit Onshoring Preparations

European Union, United Kingdom - October 14 2020 The FCA, Bank of England, and PRA have published updated rules for firms post-Brexit and intend to delay many (but not all) onshoring changes.

David Berman, Kishore Bhindi, Sherryn Buehlmann, Brett Carr, Becky Critchley, Stuart Davis, Nicola Higgs, Gabriel Lakeman, Sidhartha Lal, Anna Lewis-Martinez, Anne Mainwaring, Sam Maxson, Ella McGinn, Rob Moulton, Denisa Odendaal, Jonathan Ritson-Candler, Katy Sanders, Sean Wells

The MAR Review — ESMA’s Final Report

European Union - September 25 2020 ESMA advises the European Commission to consider some, but not all, of ESMA’s original proposals — and gives guidance on pre-hedging and market…

David Berman, Kishore Bhindi, Sherryn Buehlmann, Brett Carr, Becky Critchley, Stuart Davis, Nicola Higgs, Chris Horton, James Inness, Gabriel Lakeman, Anna Lewis-Martinez, Anne Mainwaring, Sam Maxson, Ella McGinn, Rob Moulton, Denisa Odendaal, Jonathan Ritson-Candler, Katy Sanders, Sean Wells