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DOL: Plan Fiduciaries Can Include Private Equity Investment Options for Defined Contribution Retirement Plans

USA - June 8 2020 New DOL information letter sheds light on how US defined contribution retirement plans (such as 401(k) plans) may offer private equity investments in…

Andrea J. Schwartzman, Kate H. Withers, Neal J. Reenan, Robin Struve, Sandhya Chandrasekhar.

Private Equity Fund Managers: Annual Compliance Reminders and New Developments

USA - March 26 2018 US federal laws and regulations, as well as the rules of self-regulatory organizations (SROs), impose numerous yearly reporting and compliance…

Amy R. Rigdon, Chasmin D. Brooks, Cheryl M. Coe, J. Ashley Weeks, John J. Sikora Jr., Nabil Sabki, Sean M. FitzGerald, Yvette D. Valdez.

Marketing Non-US Private Equity Funds in the United States

USA - November 16 2016 Non-US private equity sponsors frequently seek to market their funds to US institutional investors. However, the evolving US regulatory regime…

Adam L. Kestenbaum, Cheryl M. Coe, David J. Greene, J. Ashley Weeks, Nancy Kowalczyk, Sean M. FitzGerald, Yvette D. Valdez.

Private Equity Fund Managers: Annual Compliance Reminders and New Developments

USA - February 9 2016 US federal laws and regulations, as well as the rules of self-regulatory organizations (SROs), impose numerous yearly reporting and compliance…

Alexander R. Sevald, Amy R. Rigdon, Cheryl M. Coe, David J. Greene, Nabil Sabki.

New Regulation D general solicitation and “bad actor” disqualification: considerations for private funds

USA - October 16 2013 Offerings of private investment fund interests routinely rely on Rule 506 of the Regulation D “safe harbor” from registration under the Securities…

Nathaniel M. Marrs, Samuel L. Jackson.