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Sustainable Finance and Climate Change Risk in Financial Services: For Insurers An update on the key global, European, and UK regulatory developments applicable to the insurance sector.

United Kingdom, European Union, Global - September 18 2020 In a July 2020 speech on climate action in the financial industry, Sarah Breeden, executive director for UK Deposit Takers Supervision, said the...

Nicola Higgs, Carl Fernandes, Victoria Sander.

European Commission Proposes Changes to MiFID II Due to COVID-19

European Union - July 31 2020 Many of the wide-ranging amendments address the perceived barriers MiFID II introduced in capital markets and are likely to be welcomed by industry...

Rob Moulton, Stuart Davis, Nicola Higgs, Becky Critchley, Ella McGinn, Jonathan Ritson-Candler, David Berman, Brett Carr, Katy Sanders, Gabriel Lakeman, Sam Maxson, Kishore Bhindi, Carl Fernandes, Denisa Odendaal, Sherryn Buehlmann, Sean Wells, Anna Lewis-Martinez.

FCA Fails to Find Its Watersheds Moment in Adams v. Options SIPP UK LLP

United Kingdom - June 18 2020 The English High Court's findings are likely to have wide implications, not just for SIPP operators but for all regulated firms...

Rob Moulton, Stuart Davis, Charlotte Collins, Nicola Higgs, Becky Critchley, Jonathan Ritson-Candler, David Berman, Brett Carr, Katy Sanders, Gabriel Lakeman, Sam Maxson, Kishore Bhindi, Carl Fernandes, Denisa Odendaal, Sherryn Buehlmann, Sean Wells, Anna Lewis-Martinez.

Private Bank Briefing: Issues Impacting the Private Bank Sector - March 2020

United Kingdom - March 26 2020 On 17 March 2020, the FCA published a new webpage providing information on its expectations of firms' response to the coronavirus. It will update the...

Rob Moulton, Charlotte Collins, Nicola Higgs, Becky Critchley.

FCA Calls on Firms to Develop a Purposeful Culture

United Kingdom - March 6 2020 The FCA's latest paper on culture explores how firms can improve culture through a meaningful purpose...

Rob Moulton, Stuart Davis, Charlotte Collins, Nicola Higgs, Becky Critchley, Jonathan Ritson-Candler, David Berman, Brett Carr, Katy Sanders, Gabriel Lakeman, Sam Maxson, Kishore Bhindi, Carl Fernandes, Denisa Odendaal, Sherryn Buehlmann, Sean Wells, Anna Lewis-Martinez.