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DOL: Plan Fiduciaries Can Include Private Equity Investment Options for Defined Contribution Retirement Plans

USA - June 8 2020 New DOL information letter sheds light on how US defined contribution retirement plans (such as 401(k) plans) may offer private equity investments in…

Sandhya Chandrasekhar, Barton B. Clark, Neal J. Reenan, Robin Struve, Kate H. Withers.

SEC adopts rule to prohibit “pay to play” practices

USA - July 21 2010 On June 30, 2010, the US Securities and Exchange Commission (SEC) approved new Rule 206(4)-5 (Rule) under the Investment Advisers Act of 1940, as amended (Advisers Act).

Matthew J. Chase, Michael Chiswick-Patterson, Kathleen A. Walsh.

Financial services regulation bill will require most sponsors of private equity, real estate and hedge funds to register as investment advisers

USA - July 15 2010 On July 15, 2010, the US Senate approved the Dodd-Frank Wall Street Reform and Consumer Protection Act.

Barton B. Clark, Scott P. Klein, Brynn D. Peltz, Nadia S. Sager, Kathleen A. Walsh.