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Proposed form PF would require significant additional SEC reporting by fund sponsors

USA - February 4 2011 On January 25, 2011, the Securities and Exchange Commission (SEC) proposed new Rule 204(b)-1 under the Investment Advisers Act of 1940 (Advisers Act), which would require registered investment advisers to make periodic filings on new Form PF with the SEC.

Nadia S. Sager