We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
Results 1 to 5 of 10
Most popular |Most recent


Regulatory Developments and Annual Compliance Obligations Applicable to Private Fund Sponsors

USA - February 19 2018 Over the course of the last year, there have been a number of regulatory developments affecting private funds and their investment advisers that...

David E. Wohl, Venera Ziegler.


Recent SEC Developments Impacting Private Fund Sponsors

USA - October 17 2017 The SEC's Office of Compliance Inspections and Examinations (OCIE) recently issued a Risk Alert that provided a list of compliance topics related to...

David E. Wohl, Venera Ziegler.


Regulatory Developments and Annual Compliance Obligations Applicable to Private Fund Sponsors

USA - February 23 2017 Over the course of the last year there have been a number of regulatory developments affecting private funds and their investment advisers that...

David E. Wohl, Venera Ziegler.


California Enacts New Legislation Requiring Fee Disclosure by Private Funds

USA - September 26 2016 On September 14, the Governor of California signed into law legislation which requires California public pension funds making investments in certain...

David E. Wohl, Venera Ziegler.


SEC Adopts Amendments to Form ADV Regarding Separately Managed Accounts and Umbrella Registration and Advisers Act Recordkeeping Rule

USA - September 13 2016 The SEC has adopted final rules to amend Form ADV and the Investment Advisers Act of 1940 (the “Advisers Act”) recordkeeping rule that will require...

David E. Wohl, Venera Ziegler.