Seirian Thomas

Osborne Clarke

Articles

Results 1 to 5 of 13


Funds Legal Update | Sanctions, case law on the financial promotion restriction and ESG

European Union, United Kingdom - April 26 2022 We take a look at the Financial Conduct Authority's (FCA) reminder to firms on sanctions and at a recent Court of Appeal judgment clarifying what is…

Simon Thomas

Funds Legal Update | PRIIPs disclosure changes, EU energy taxonomy and sustainable finance

European Union, United Kingdom - April 7 2022 We look at the UK Financial Conduct Authority's (FCA) portfolio letter for custody and fund services firms, and its recent policy statement on changes…

Simon Thomas

Funds Legal Update

European Union, United Kingdom - March 28 2022 We look at recent UK developments, including the government's latest publication on its review of the UK funds regime and the delays to the change in…

Simon Thomas

Operational resilience: the final countdown is on for the new UK regime

United Kingdom - February 22 2022 During the Covid-19 pandemic, operational resilience - the ability of firms and the financial sector to prevent, adapt, respond to, recover and learn…

Rebecca Darby, Paul Harris

Funds Legal Update

European Union, United Kingdom - February 14 2022 We look at recent developments in the UK of interest to the investment funds sector, from the government's "levelling up" White Paper and the…

Simon Thomas