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Anti-Money Laundering: FCA emphasises importance of effective controls

United Kingdom - April 19 2021 In a speech published on 1 April 2021, Mark Steward, the Executive Director of Enforcement and Market Oversight at the Financial Conduct Authority…

Jeremy Summers.

Financial Conduct Authority entrenches ‘culture’ at centre of regulatory supervision

United Kingdom - April 15 2021 The UK regulator's focus on 'culture' means fund managers need to articulate their core purpose, ensure this is understood throughout their business…

John Roberts, Simon Thomas.

Financial Regulatory Newsletter | March 2021

European Union, United Kingdom - March 31 2021 Welcome to the first edition of our Financial Regulatory Newsletter. In this publication we will be looking at legal and financial regulatory…

Michael Lewis, William Maycock, Anna Perry, Chris Ratcliffe, John Roberts.

Financial Conduct Authority enforcement uptick as it looks beyond the pandemic

United Kingdom - March 31 2021 The UK financial watchdog is renewing its enforcement activity and recovering ground after a year of focus on business, market and consumer support…

Customer financial difficulties and Covid-19: what do lenders need to learn after lockdown?

United Kingdom - June 24 2020 As the UK's financial regulator reviews emergency guidance amid the easing of lockdown and lending patterns adapt, its £64 million fine of Lloyds…