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Rare defeat for the FCA at the Upper Tribunal

United Kingdom - June 5 2020 In a rare defeat for the FCA, the Upper Tribunal upheld the Applicant’s reference in Financial Services (Euro) Limited v FCA, proving that it can be…

High Court finds that investigative report does not trigger litigation privilege

United Kingdom - August 12 2021 State of Qatar v Banque Havilland ruling addresses whether information obtained when investigating allegations made by a whistle-blower has to be…

Michelle Radom.

Claims management companies beware: the regulators are fighting back

United Kingdom - February 3 2020 Claims management companies (CMCs) can play an important role in helping to secure compensation for customers of financial institutions who have…

Financial Conduct Authority enforcement uptick as it looks beyond the pandemic

United Kingdom - March 31 2021 The UK financial watchdog is renewing its enforcement activity and recovering ground after a year of focus on business, market and consumer support…

Unauthorised collective investment schemes and misleading statements | High Court gives warning to operators and participants of schemes

United Kingdom - June 14 2018 A recent case provides a stark warning of the risks to operators and participants of schemes if those schemes are later found to be collective…

Daniel Faundez.