Sarah Thomas
Addleshaw Goddard LLP
Articles
On-Demand Webinar: EU Whistleblowing Deep-Dive
European Union - January 14 2022 The first to a three-part series of virtual roundtables taking a deep dive into the world of whistleblowing across the EU…
On-Demand Webinar: Whistleblowing Investigations: Practical Strategy
United Kingdom - September 14 2021 This webinar considers the legal, practical and strategic considerations when running whistleblowing investigations, including culture and inclusion…
AML controls in retail banks: a month to go to mitigate risk
European Union, United Kingdom - August 16 2021 The FCA's recent 'Dear CEO' letter regarding anti-money laundering systems and controls presents clear enforcement and litigation risks for retail…
Internal investigations as a tool of corporate governance
United Kingdom - August 2 2021 Companies regularly undertake internal investigations in order to identify and manage risk and to demonstrate good corporate governance. In the area…
The FCA's 2021-22 Business Plan: What does it tell us about its approach to enforcement?
United Kingdom - July 29 2021 The FCA's 2021-22 Business Plan was published on 15 July 2021
